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Industry blogs
ESG spotlight

FCA sharpens focus on adviser hospitality

'Excessive' use of non-monetary benefits found

Carmen Reichman
@carmenreichman
29 September 2016

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The Financial Conduct Authority (FCA) has proposed banning advisers from receiving "excessive" non-monetary benefits, such as lunches and dinners.

In its third consultation on European regulation the Markets in Financial Instruments Directive (MiFID II), out on 29 September, the regulator said it would impose a blanket ban on hospitality, with the...

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