The Financial Conduct Authority (FCA) has banned and fined an adviser £109,400 for lying about her qualifications and faking Statements of Professional Standing (SPS).
Elizabeth Parry was authorised as a sole trader to conduct investment and mortgage business in May 2006 and for consumer credit activities from January 2015. The adviser was found to have fabricated...
‘Gareth Southgate Wealth Management’
Questions raised over govt role in dashboard
PA Awards deadline is 28 September