The Financial Conduct Authority (FCA) has demanded advisers improve their due diligence processes after it found inconsistencies in the way some firms researched the products and services they recommend - especially platforms.
In its latest due diligence review the regulator found advisers were generally able to demonstrate good practice on the work they did to better understand the quality of the products and services they...
Moves to overweight equities and fixed income
The Big Interview: Focus on ethical investment
View from the front row
'No control or oversight'
359 new customers in 2018