The FCA has now issued two statements on the SM&CR outlining its expectation for firms during the Covid-19 pandemic, writes Chris Davies, who takes a brief run through the current regulatory climate
The FCA and Prudential Regulatory Authority (PRA) have released a joint statement for dual regulated firms outlining its expectation for firms during the Covid-19 pandemic. The FCA have also released a...
Transfer did not proceed
Martin Lines outlines key issues
Fit and proper deadline
An IT or regulatory challenge?
Standard Life Aberdeen's financial advice business 1825 has made changes to its leadership team that will see joint-leaders take charge of its financial planning and advice teams.
Entered administration in February
Occupational pensions schemes will be required to direct savers to take guidance on pension withdrawals under new provisions to boost engagement.
40% increase year-on-year