A focus on the spirit rather than the letter of the law should ensure regulatory requirements are met as a side-effect of following processes designed for other purposes, argues Greg Davies
The spirit of financial advisory regulations is clear: to protect clients from bad investments, from unscrupulous salesmen, and from themselves. They aim to increase a client's comfort and confidence with...
Do I escape the status quo effect?
'Unenviable task for advisers'
'Be fearful when others are greedy'
'A -20% return has serious consequences'
The Pro Adviser Podcast
Following Bailey's BoE role