Greg Davies: Focus on the spirit of risk regulation
Assessing suitability
A focus on the spirit rather than the letter of the law should ensure regulatory requirements are met as a side-effect of following processes designed for other purposes, argues Greg Davies
The spirit of financial advisory regulations is clear: to protect clients from bad investments, from unscrupulous salesmen, and from themselves. They aim to increase a client's comfort and confidence with...
More on Ratings, Research & Risk
Aegon launches risk-managed portfolios across platforms
‘Launched at very relevant time’
Industry Voice: The risk of riding too high
Canada Life Investments
Salman Ansari: Explaining the Cortex vs Limbic fight
Communicating risk
Tom Ellis: Aubameyang or Kane, which behavioural baises will win out?
Do I escape the status quo effect?
Bruce Moss: The importance of timing and sequencing risk
'Unenviable task for advisers'
More news
Thorntons Investments acquires two Scottish IFA firms
Will add around £175m in AuM
Perspective Financial Group makes 39th acquisition
39th deal since 2008
US private equity firm set to acquire AFH in £225m deal
AFH Financial Group has received a £224.5 million cash offer to take over the business from US-based private equity company Cortina Bidco.
Three things your clients may call you about this week ...
Netwealth on hunt for IFAs
Partner Insight: How can advisers bridge the retirement generation gap?
From new attitudes to life, to how they approach investing, the wealth outlook is different for baby boomers, millennials and generation Z. Professional Adviser investigates how this may impact their retirement.
