A focus on the spirit rather than the letter of the law should ensure regulatory requirements are met as a side-effect of following processes designed for other purposes, argues Greg Davies
The spirit of financial advisory regulations is clear: to protect clients from bad investments, from unscrupulous salesmen, and from themselves. They aim to increase a client's comfort and confidence with...
‘Launched at very relevant time’
Canada Life Investments
Do I escape the status quo effect?
'Unenviable task for advisers'
Industry Voice: Evolving with a changing world: how an integrated ESG approach can meet investors' demands
With most investment groups adopting ESG in some form, how do advisers choose a strategy which is right for clients?
Managed by Jasveet Brar
60% income tax?
Five key points