Chris Davies: What does the FCA's business plan mean for the sector?

Seven cross-sector priorities

clock • 3 min read

Chris Davies assesses the implications of the FCA's recently published 2019/20 business plan, which sets out the regulator's key priorities for the coming year

The priorities in its 2019/20 business plan recently published by the Financial Conduct Authority (FCA) reflect the high level of resource the regulator needs to dedicate to European Union (EU) withdrawal, given its impact both on its own regulation and the firms it regulates. Also, as we have previously predicted, there is a prominent focus on identifying, managing and improving conduct and culture.  Alongside this work, the FCA will focus on seven cross-sector priority areas, based on assessments of where there is the greatest harm or potential for harm, and where intervention can have...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

Failed financial advice firms tracker

Failed financial advice firms tracker

Firms that the FSCS has confirmed as failed since the start of 2023

Professional Adviser
clock 19 March 2026 • 1 min read
Applying proportionality to customer vulnerability under the FCA's Consumer Duty

Applying proportionality to customer vulnerability under the FCA's Consumer Duty

‘Proportionality does not equal minimalism’

Andrew Gething
clock 18 March 2026 • 5 min read
Administrators appointed at alleged £23m unauthorised investment scheme firm

Administrators appointed at alleged £23m unauthorised investment scheme firm

FCA issued High Court proceedings against Concept Capital Group last year

Jen Frost
clock 13 March 2026 • 2 min read