Adam Higgs: What adviser tech can help with MiFID II?

Software round-up

clock • 4 min read

Advisers are still getting to grips with the new obligations of MiFID II, the practical implementation of which is harder than many had envisaged. Here Adam Higgs considers existing adviser technology that could help

3 January 2018 saw the introduction of MiFID II as a revamped version of the Markets in Financial Instruments Directive. Four months in, advisers are still getting to grips with the new obligations placed on them by the updated rules and, while no-one can argue with the aim to provide greater protection and transparency for investors, the practical implementation is harder than many envisaged. Technology is clearly well placed to help advisers carry out their new duties but, with the need for greater levels of data, how are some of the biggest players tackling some of the key issues? ...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Technology

Carlyle emerges as buyer in Intelliflo takeover deal – report

Carlyle emerges as buyer in Intelliflo takeover deal – report

Private equity group Carlyle secures ownership of Intelliflo

Sahar Nazir
clock 20 August 2025 • 3 min read
As advisers are zigging to AI, how do you zag?

As advisers are zigging to AI, how do you zag?

'Be visible. Be local. Be helpful before you’re needed'

Harry Webster
clock 14 August 2025 • 4 min read
AI in financial services: Hype, hope, or a bit of both?

AI in financial services: Hype, hope, or a bit of both?

'It's important to maintain a healthy dose of scepticism and here's why...'

Doug Boyce
clock 06 August 2025 • 4 min read