FCA proposes changes to OEIC listing requirements

Premium listing would no longer be needed

David Brenchley
clock • 1 min read

The Financial Conduct Authority (FCA) has said it will look to make the listing requirements for open-ended investment companies (OEICs) and exchange traded funds (ETFs) "less complex".

The City regulator said its proposals would no longer require OEICs, which are the legal form that ETFs usually take, to apply for a premium listing, instead allowing them to apply only for a standard listing. Under the FCA's proposals, all OEICs, of which there are 11, that currently have a premium listing will automatically become standard listed when final rules come into force. This will also apply to ETFs. Future OEIC and ETF applications, meanwhile, will not have to seek a premium listing. Current OEIC listing requirements, the FCA noted, are "disproportionate because they presc...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Investment

Advisers zoomed in on capital accumulation in Q4 2025

Advisers zoomed in on capital accumulation in Q4 2025

Titan Square Mile research finds

Jen Frost
clock 30 January 2026 • 3 min read
Measure for measure: How to track your tracker fund

Measure for measure: How to track your tracker fund

Tracking difference and tracking error

Terry McGivern
clock 28 January 2026 • 3 min read
SJP and AJ Bell pivot from US mega-caps in MPS as concentration woes continue

SJP and AJ Bell pivot from US mega-caps in MPS as concentration woes continue

Healthcare, energy and EM preferred

Linus Uhlig
clock 28 January 2026 • 2 min read