Seven suspected cases of phoenixing stopped by regulatory taskforce
Group to meet in 2020
Seven cases of suspected phoenixing have been prevented this year by the Financial Conduct Authority (FCA), led by the Financial Services Regulatory Partners Phoenixing Group.
Since January, the FCA reported it had prevented phoenixing when two notices were issued warning firms that their regulatory applications would be refused because of phoenixing concerns, leading to the...
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Advisers can defer CPD this year in 'exceptional circumstances' - FCA
Defer to 2021/2022