West Riding Personal Finance Solutions managing director and IFA Neil Liversidge has expressed frustration with the FCA after sending a warning letter to it in 2015 regarding London Capital & Finance (LC&F).
The Financial Conduct Authority (FCA) was warned about LC&F by Liversidge after he was contacted by a potential investor interested in putting money into their mini-bond schemes. While the client was advised...
Lost permissions two years ago
Advisers need to respond to FCA
Deadlines had been extended due to Covid-19
'Intellectually dishonest and... contrary to the law'
Systems, controls, governance and culture
Good News Bulletin
An estimated £2.75bn
Outflows from UK equity funds gathered pace in August, with £2.6bn of assets being pulled from the market area over the course of the month, according to Morningstar’s latest fund flows report.
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