Advisers have urged the Financial Conduct Authority (FCA) to fix its register, claiming it currently misleads clients and allows scammers to take advantage of consumers.
Since the Senior Managers and Certification Regime came into effect last week, individual advisers are no longer required to be listed on the FCA's register. Yardstick financial services agency founder...
'PROD should be in the engine room'
Focusing on key outcomes
Firms to be moved in stages
FCA consults on prudential investment firm rules: Targets liquidity, remuneration and capital requirements
FCA calls for industry views on post-Brexit prudential rules
Charlton House Wealth Management
Woman of the year – investment advice
It’s The Pro Adviser Podcast
£5m lost to fraud between February and June