Wrap platform Nucleus has launched a white paper ahead of the SM&CR deadline with help from Zero Support managing partner Phil Young.
The white paper will help advisers finalise their preparations ahead of the senior managers and certification regime (SM&CR) deadline on 9 December. It explains what is changing as part of the new rules...
Fifth this year
Four published FOS decisions
£624,311 of assets frozen
7, 8 and 9 October
The chair of the Financial Conduct Authority (FCA) Charles Randell has promised to “transform” the regulator in the wake of three separate financial scandals, independent reviews of which are set to be completed soon and are expected to provide “difficult...
Diverging criteria often leads to confusion, experts warn
Annual public meeting