Wrap platform Nucleus has launched a white paper ahead of the SM&CR deadline with help from Zero Support managing partner Phil Young.
The white paper will help advisers finalise their preparations ahead of the senior managers and certification regime (SM&CR) deadline on 9 December. It explains what is changing as part of the new rules...
'Cannot normalise this level of loss'
Plus online scams
Regulator 'follows not leads'
Check suitability of advice
131 firms have authorisations revoked
Positive and negative emotions
Acquired £1.25bn in AUM
Will add around £175m in AuM
39th deal since 2008
AFH Financial Group has received a £224.5 million cash offer to take over the business from US-based private equity company Cortina Bidco.