Halloween special: What's spooking advisers?

Ombudsman hike to LC&F

Hannah Godfrey
clock • 4 min read

What are the most frightful things to have happened in the world of financial services in the last year? Trick or treat yourself to a varied set of answers from Professional Adviser readers

On this spooktacular Halloween, Professional Adviser spoke to a handful of advisers who gave us their take on the most frightening news to hit the headlines so far this year. For Red Circle Financial Planning Chartered financial planner Darren Cooke, the saga surrounding mini-bond provider London Capital & Finance (LC&F), which entered administration in January, is enough to send chills down his spine. "LC&F is the scariest thing in financial services this year from a number of angles," said Cooke. "The lack of oversight by the Financial Conduct Authority, who were warned on numerous ...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Your profession

What's haunting financial advisers this Halloween?

What's haunting financial advisers this Halloween?

Six experts share their spooky thoughts

Professional Adviser
clock 31 October 2025 • 4 min read
Feel Good Friday: Walbrook Institute London hosts graduation for financial advice and banking students

Feel Good Friday: Walbrook Institute London hosts graduation for financial advice and banking students

Celebrating higher education students and advanced LIBF qualification holders

Professional Adviser
clock 31 October 2025 • 1 min read
Protection did not make the targeted support cut and rightly so

Protection did not make the targeted support cut and rightly so

Tony Mudd on saving for tomorrow and protecting today

Tony Müdd
clock 30 October 2025 • 3 min read