The Financial Conduct Authority (FCA) has fined UBS AG £27.6m for failings relating to 135.8 million transaction reports between November 2007 and May 2017.
The regulator said UBS failed to ensure it provided "complete and accurate information" regarding approximately 86.7 million reportable transactions. The firm also unnecessarily reported 49.1 million...
Defer to 2021/2022
FCA offers response to column
Departs in April 2021
Raft of portfolio management changes
Died from motor neurone disease
Andy Thompson departure
What next for UK financial services?
Benefit of a fresh start