Model Office tailors practical SM&CR guides by type of firm
‘Core’, ‘enhanced’ & ‘limited scope’
Chris Davies: "With the SM&CR deadline fast approaching, business leaders cannot put this off any longer."
Regtech platform Model Office has created three free guides on the incoming Senior Managers and Certification Regime (SM&CR), which are tailored to each of the three types of firm covered by the regulation.
SM&CR, which replaces the Approved Persons Regime from December 2019, is a root and branch review of standards within every Financial Conduct Authority (FCA) regulated firm to ensure they have "the right...
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