Regulation biggest concern; advisers choosing more platforms - Investment Trends

One-in-three use two or more platforms

Tom Ellis
clock • 2 min read

Regulation and the uncertainty surrounding it have been found to be advisers' biggest concern, according to Investment Trends' annual survey.

In the year of MiFID II and the General Data Protection Regulation (GDPR), the firm's research, which this year gathered the views of 963 financial advisers, found 50% more advisers believe regulatory change and uncertainty to be their top challenge in comparison to last year, with six-in-ten (59%) saying so, compared to 38% last year. Most advisers surveyed said they have a sufficient understanding of how MiFID II, GDPR and Brexit will impact their day-to-day business, but few believed they have a very good understanding, while there is also a "significant knowledge gap" with the incomi...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Wrap/platforms

Platform innovation: Terry Huddart on 7IM's Online Reporting

Platform innovation: Terry Huddart on 7IM's Online Reporting

'It's a fundamental upgrade to the client area of the platform'

Terry Huddart
clock 24 October 2025 • 6 min read
AJ Bell reports record platform AUM of £103bn

AJ Bell reports record platform AUM of £103bn

AUM and customer numbers both up 19% in the year

Jenna Brown
clock 23 October 2025 • 3 min read
Private markets for the mass affluent: How wealth platforms can scale access

Private markets for the mass affluent: How wealth platforms can scale access

‘The opportunity is clear’

Borja Largo
clock 15 October 2025 • 5 min read