FCA register attracts millions of hits as adviser listings face axe

Advisers to be removed under senior manager regime

Tom Ellis
clock • 2 min read

The official register of regulated persons and firms, which could soon remove details of the majority of advisers, received more than 70 million views in the last two years, Professional Adviser has learned.

In response to a freedom of information request, the regulator said the official register had received 70.6 million views between November 2015 and November 2017, with 61.4 million of them unique page views. In response to a previous freedom of information request submitted by Professional Adviser, the Financial Conduct Authority (FCA) confirmed all CF30 certified workers, which includes all financial advisers, will no longer be "approved" under its senior manager and certification regime proposals. This means they will no longer appear on the FCA register unless they are pre-approved...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

Updated: Failed financial advice firms tracker

Updated: Failed financial advice firms tracker

Firms that the FSCS has confirmed as failed since the start of 2023

Professional Adviser
clock 08 October 2025 • 1 min read
FCA: Fair value in advice 'not about charging the lowest fees'

FCA: Fair value in advice 'not about charging the lowest fees'

Consumer investments department head says it should not be a ‘race to the bottom’

Sahar Nazir
clock 03 October 2025 • 2 min read
FCA commits to Consumer Duty changes to 'remove disproportionate burdens'

FCA commits to Consumer Duty changes to 'remove disproportionate burdens'

CEO Nikhil Rathi sets out four-point plan

Michael Nelson
clock 01 October 2025 • 3 min read