FCA reveals myriad of data protection blunders
Revealed in FOI request
The Financial Conduct Authority (FCA) has lost confidential enforcement documents on multiple occasions and accidentally sent 'highly sensitive' regulatory reports to the wrong firm, a Freedom of Information (FOI) request has revealed.
As part of a series of data protection breaches, the regulator had sent confidential enforcement documents to the wrong company in September 2014. The FCA said the documents had been collected by the...
More on Regulation
Midlands firm fails leaving almost 30 FSCS compensation claims
Lost permissions two years ago
Pull the other one, Mr Regulator, a risk-based FSCS levy is too good to be true
Advisers need to respond to FCA
FCA to end temporarily postponed deadlines for fund reports and accounts
Deadlines had been extended due to Covid-19
Gina Miller slams FCA's 'scandalous' compensation review
'Intellectually dishonest and... contrary to the law'
Chris Davies: The FCA and your financial resilience
Systems, controls, governance and culture
More news
Government launches small pension pots taskforce
Numbers jumped due to auto-enrolment
Nick Eatock: Using tech to narrow the advice gap
Cutting delivery costs is key
'More money does not equal better financial wellbeing' - IFW conference 2020
Virtual conference
Keith Richards: Diversity policies must translate to meaningful action
'Diverse companies are better companies'
SimplyBiz partners with Wealthify on low-fee digital option for advisers
Can invest with £100
