Revised FSA filtered questions now match IFA advice

clock

Virtually all cases in the Sandler 'filtered' questions testing are now thought to be compliant under the FSA sales regime, according to providers involved in the testing of FSA research.

Firms who consumer-tested 'light touch' product filtered questions on behalf of the FSA were invited to a special meeting last Friday to discover the latest findings of consumer testing. According to sources attending that meeting, of the 500 cases tested "the quality of the process seems to be better" says one source as only a handful did not live up to the quality of advice which might usually be required of IFAs and tied agents operating under Conduct of Business rules. That said, evidence indicates not all of the consumer cases tested may not be able to complete the sale of a prod...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Your profession

Advisers: Are you even taking your own advice?

Advisers: Are you even taking your own advice?

Exploring the expenditure consolidation conversation

Nick Ryan
clock 25 March 2026 • 4 min read
CISI welcomes 76 Certified financial planners

CISI welcomes 76 Certified financial planners

Number of UK CFP professionals continues to rise

Sophia Panayi
clock 24 March 2026 • 1 min read
'Nobody is big enough not to be bought'

'Nobody is big enough not to be bought'

Roderic Rennison on the future of deals in the advice industry

Isabel Baxter
clock 20 March 2026 • 1 min read