PROD-lems and FOS limits: Regulation in 2019
Regulation reloaded
From PROD implementation to changes to FOS and FSCS levies, here, Professional Adviser's news editor Hannah Godfrey looks back on the biggest regulation stories from 2019.
PI costs through the roof After a moderately quiet start to the year, the Financial Ombudsman Service (FOS) award limit was raised to £350,000, and with it, professional indemnity insurance costs for...
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Close Asset Management to compensate client for unwanted ongoing advice
Client invested £25,000 through DFM service
Rising SIPP claims push FSCS levy to £635m
SIPP claims up 114% year on year
Chris Davies: Why adviser HR strategies just became all-important
SM&CR, compliance and HR
UCIS land banking victims to share £2.5m
FCA in High Court victory
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Niche's Mighty Duck: Advice firm's administrator makes GB ice hockey team
For 2022 Winter Olympics
National planning firm Perspective Financial Group appoints new chairman
30 years experience
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Tom Ellis: Let's hope the platform market winds are changing
A storm has caused havoc in the adviser platform market over the last couple of years, says Tom Ellis, but advice firms will no doubt be expecting to see some sunshine soon
Equity release market growth stalls in 2019
£3.4bn released last year
