Three tips to help advisers scale the compliance mountain

Fidelity FundsNetwork research

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"The more firms can do to integrate regulatory requirements into the way everyday business is done, the easier it will be to embed these practices and remain compliant" - FundsNetwork's Jackie Boylan
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"The more firms can do to integrate regulatory requirements into the way everyday business is done, the easier it will be to embed these practices and remain compliant" - FundsNetwork's Jackie Boylan

Four-fifths (80%) of advisers rank compliance or regulation among their top three business challenges, research by FundsNetwork suggests, with almost half (49%) naming the burden of red tape their principal challenge.

According to a report from the Fidelity International-owned platform, Business challenges facing financial advisers, compliance procedures will come under increased scrutiny from the regulator this year...

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