Rory Percival: Three regulation areas to watch in 2018

Consolidation, DB transfers and PROD

Victoria McKeever
clock • 3 min read

Consolidation of regulation, continued DB transfer demand and product governance requirements under MiFID II are the three hot regulation topics advisers need to say on top of in 2018, according to Rory Percival

PA checked in with the Financial Conduct Authority (FCA) technical specialist-turned consultant, and all-round regulation guru, to see what he thought were the key areas for advisers over the coming year. Here are Percival's top three picks: Consolidating new regulation With the deadline for the second instalment of the Markets in Financial Instruments Directive (MiFID II) now having passed, the upcoming implementation of the General Data Protection Regulation (GDPR) in March and the Insurance Distribution Directive (IDD) due in October, Percival (pictured) predicts 2018 will be a y...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

Why well-run advice firms still shoulder an unfair FSCS burden - and what needs to change

Why well-run advice firms still shoulder an unfair FSCS burden - and what needs to change

Tom Hegarty shares his views on the FSCS levy and why things need to change...

Tom Hegarty
clock 08 January 2026 • 4 min read
FCA Consolidation Review: Key actions for firms navigating M&A

FCA Consolidation Review: Key actions for firms navigating M&A

What does best practice look like?

Professional Adviser
clock 07 January 2026 • 4 min read
FCA removes regulatory permissions from advice firm over breaches

FCA removes regulatory permissions from advice firm over breaches

Ups assets restriction and notes unpaid FOS award

Jen Frost
clock 22 December 2025 • 2 min read