Consolidation of regulation, continued DB transfer demand and product governance requirements under MiFID II are the three hot regulation topics advisers need to say on top of in 2018, according to Rory Percival
PA checked in with the Financial Conduct Authority (FCA) technical specialist-turned consultant, and all-round regulation guru, to see what he thought were the key areas for advisers over the coming year....
Systems, controls, governance and culture
Following more reviews
Beyond the FCA's seven considerations
‘Ensure vulnerability is taken seriously’
For smaller and medium firms
'There will be more consolidation'
Fee-based revenue fell 13%