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RDR

RDR

Sants tells MPs: Industry thinks its responsibility ends at sale

Hector Sants, chief executive of the outgoing Financial Services Authority (FSA) has told MPs the industry holds the "flawed" belief its responsibility to consumers ends with providing product information at the point of sale, a situation the new regulator...

clock 01 November 2011 •

RDR

Sants admits FSA accountability issues; says sorry for RDR response

Hector Sants, chief executive of the Financial Services Authority (FSA), has admitted accountability issues with parliament and apologised for ill-feeling caused by the FSA's refusal to delay the retail distribution review (RDR).

clock 01 November 2011 •

Investing in the profession

Gap-fill test: Understanding the main asset classes

Welcome ye reader of Professional Adviser magazine

clock 01 November 2011 •

TCF

Advisers take Massow ad gripes to FSA

Advisers have reported newspaper adverts for Ivan Massow's commission rebate business as misleading to the Financial Services Authority (FSA).

clock 28 October 2011 •

RDR

Nationals target small firms in New Year recruitment drive

National IFAs have launched a recruitment drive in the run-up to the New Year by inundating firms with invites to join their businesses.

clock 26 October 2011 •

Europe

MEP calls for independent impact assessment of MiFID II

Syed Kamall, member of the European Parliament for London, said he is "not impressed" with the European Commission's assessment of the impact of EU regulation on the UK, and has called for an independent review of proposals to only ban IFAs from receiving...

clock 24 October 2011 •

RDR

Lowe expects providers to create annuity shopping services

Banks and providers will create services to help customers shop around for annuities if reforms to the open market option (OMO) succeed, Steve Lowe, director of external affairs at Just Retirement says.

clock 21 October 2011 •

Regulation

Complaints long-stop will attract investment in IFAs - Gay

Introducing a 15-year long stop would boost investment into the advisory sector and create a "vibrant and well-capitalised community", Association of Independent Financial Advisers (AIFA) director general Stephen Gay has told Parliament.

clock 20 October 2011 •

RDR

Risk profiling: Advisers question tools' 'spurious' accuracy claims

Providers' claims that attitude-to-risk questionnaires can be as much as 93% accurate are being challenged by advisers.

clock 20 October 2011 •

RDR

Time's almost up, so what are you going to do about investment?

There are five investment processes your firm can offer in a post-RDR world

clock 20 October 2011 •
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