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Regulation

Regulation

Jailed adviser ordered to return £55k to clients

A former Positive Solutions adviser has been ordered to repay £55,000 to the clients she stole from.

clock 27 October 2014 •

Regulation

FCA ends probe into Partnership distribution deal with adviser

The Financial Conduct Authority (FCA) has discontinued an investigation into whether a distribution deal between Partnership Assurance and an advisory firm contravened its rules on incentives, according to the provider.

clock 27 October 2014 •

Regulation

APFA profits take £90k hit as provider money gives way to member fees

The Association of Professional Financial Advisers (APFA) has reported a profit for the second time since 2010, although surplus figures dipped by almost £90,000.

clock 23 October 2014 •

Regulation

NMIs: The ongoing sting in the tail of independence

NMIs: The ongoing sting in the tail of independence

clock 22 October 2014 •

Retirement

Changes to death benefits: What does it mean for clients?

Changes to death benefits: What does it mean for clients?

clock 22 October 2014 •

Regulation

Police investigate former Sense IFA for 'running fraudulent scheme'

A former appointed representative of the Sense Network is being investigated by police for allegedly running an unauthorised deposit taking scheme, Police Scotland has confirmed.

clock 22 October 2014 •

Regulation

FCA sets out to bust myths about its rules

How the regulator is striving to bust myths about its rules

clock 22 October 2014 •

Regulation

FSCP warns of emergence of 'toxic' products in retirement space

Chair of the Financial Services Consumer Panel (FSCP) Sue Lewis has told MPs she expects the emergence of "a lot of toxic products" in the retirement sector following the announcement of new pension freedoms in the Budget.

clock 22 October 2014 •

Regulation

FCA roadshow presentations 'rated 9 out of 10' by advisers

Advisers have rated Financial Conduct Authority (FCA) presentations above 90% for the second quarter in a row, according to a survey by the Personal Finance Society (PFS).

clock 21 October 2014 •

Regulation

FCA: Guidance should help people ask questions, not give answers

The Financial Conduct Authority (FCA) expects the guidance guarantee to "help people understand the questions they should be asking", not offer choices for them, director of policy David Geale has told MPs.

clock 21 October 2014 •
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