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Regulation

RDR

Advisers back RDR but argue advice gap is growing - research

More than half of advisers believe the Retail Distribution Review (RDR) has benefited the profession with transparency ranked the most positive effect, according to Schroders research.

clock 02 December 2014 •

Regulation

Treasury Committee repeats call to scrap MAS

Chairman of the Treasury Committee (TC) Andrew Tyrie has again called for the abolition of the Money Advice Service (MAS), in a series of letters published on 30 November.

clock 01 December 2014 •

Regulation

Bellpenny acquires IFA to create SE regional hub

Advice firm Bellpenny has established a south east regional hub after acquiring Essex-based IFA Unizone.

clock 01 December 2014 •

Regulation

Aviva admits to fund marketing error; compensates investors

Aviva is to pay compensation to tens of thousands of investors in one of its funds who were erroneously led to believe their capital was protected.

clock 01 December 2014 •

Regulation

Ex-adviser pleads guilty to 24 fraud charges

Ex-financial adviser Alok Dhanda has pleaded guilty to a total of 24 counts of fraud in relation to an alleged Ponzi scheme.

clock 28 November 2014 •

Regulation

Suitability letters: The reality behind the FCA's latest theory

Advisers respond to FCA call for 'short' suitability letters

clock 28 November 2014 •

Regulation

New adviser entries outnumber exits by 40% in 2014

The number of advisory businesses entering the industry this year outnumbered those leaving by almost 40%, according to new research.

clock 28 November 2014 •

Regulation

Consumers should pay for guidance guarantee - adviser

Consumers should pay a share of the cost of the guidance guarantee, or they will fail to value the service, an adviser has argued.

clock 28 November 2014 •

Regulation

Guidance guarantee fee cut to save advisers up to £4m a year - APFA

The Association of Professional Financial Advisers (APFA) has welcomed new proposals to fund the guidance guarantee set out by the regulator today, saying it could save the advice industry £2m-£4m a year.

clock 27 November 2014 •

RDR

'The RDR is only partially working': The world according to IFP chief Steve Gazzard

'The RDR is only partially working': The world according to the IFP chief

clock 27 November 2014 •
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