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Regulation

Advisers sound positive note on LTA changes but flag need for support

Regulation

Advisers sound positive note on LTA changes but flag need for support

The LTA will be abolished this week at the end of the tax year

clock 02 April 2024 • 1 min read
'Danger' for advisers who think poor conduct is not relevant to them

Regulation

'Danger' for advisers who think poor conduct is not relevant to them

‘You cannot rely on people deciding what to do in the moment’

clock 28 March 2024 • 1 min read
Advisers on 'dangerous ground' if they take tick-box regulation approach

Regulation

Advisers on 'dangerous ground' if they take tick-box regulation approach

‘They should embrace the spirit in which the regulation has been created’

clock 27 March 2024 • 1 min read
FCA enforcement to become 'assertive, proactive and intrusive'

Regulation

FCA enforcement to become 'assertive, proactive and intrusive'

‘You can expect the regulator to take robust action where needed’

clock 29 February 2024 • 2 min read
FCA: 'Huge opportunity for firms to shape the advice sector'

Regulation

FCA: 'Huge opportunity for firms to shape the advice sector'

Kate Blatchford-Hick calls on firms to embrace the regulator’s proposals

clock 09 February 2024 • 2 min read
New era for workplace pension governance as TPR overhauls practices

Regulation

New era for workplace pension governance as TPR overhauls practices

The regulator’s long-awaited general code of practice has been published

clock 11 January 2024 • 1 min read
FCA group unveils code of conduct for ESG ratings / data providers

Regulation

FCA group unveils code of conduct for ESG ratings / data providers

Aims to provide markets with greater confidence in ESG data

clock 15 December 2023 • 2 min read
FCA's advice/guidance review: 'Boundaries must not be blurred'

Regulation

FCA's advice/guidance review: 'Boundaries must not be blurred'

‘It is vital that financial advice is not diluted’

clock 11 December 2023 • 5 min read
FCA plans 'new form of simplified advice' in advice/guidance review

Regulation

FCA plans 'new form of simplified advice' in advice/guidance review

The regulator and HM Treasury set three proposals as part of major review

clock 08 December 2023 • 6 min read
FCA slams financial promotion exemptions for HNW individuals

Regulation

FCA slams financial promotion exemptions for HNW individuals

Regulator says the exemptions result in consumer harm

clock 07 December 2023 • 2 min read
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