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Regulation

FCA declines to rule out simplified advice amid shelving reports

Regulation

FCA declines to rule out simplified advice amid shelving reports

Expect update later this year, regulator says

clock 13 August 2024 • 3 min read
FCA expands Leeds office with plans to add 100 staff

Regulation

FCA expands Leeds office with plans to add 100 staff

Comes as the regulator builds on its footprint in the city

clock 08 August 2024 • 1 min read
London Court enters liquidation following FCA scrutiny

Regulation

London Court enters liquidation following FCA scrutiny

FSCS anticipates ‘complex’ claims investigation

clock 23 July 2024 • 2 min read
What investors can expect from the new Labour government

Regulation

What investors can expect from the new Labour government

Clarity and stability on the back of the ‘supermajority’ win

clock 08 July 2024 • 5 min read
Consumer Duty Alliance and Model Office launch diagnostic platform

Regulation

Consumer Duty Alliance and Model Office launch diagnostic platform

Ahead of Consumer Duty’s first anniversary at the end of July

clock 26 June 2024 • 1 min read
Regulatory changes ranked top threat faced by asset managers

Regulation

Regulatory changes ranked top threat faced by asset managers

Regulatory changes cited the top threat by 41%, FE fundinfo finds

clock 25 June 2024 • 1 min read
PIMFA calls for a year delay to SDR portfolio management rules

Regulation

PIMFA calls for a year delay to SDR portfolio management rules

‘The deadline of 2 December does not provide adequate time for firms’

clock 17 June 2024 • 3 min read
SDR solutions for advisers prove popular with two new launches

Green

SDR solutions for advisers prove popular with two new launches

MainStreet Partners and Square Mile unveil SDR services for advisers

clock 14 June 2024 • 3 min read
Industry calls on government to reform 'not fit for purpose' FCA

Regulation

Industry calls on government to reform 'not fit for purpose' FCA

‘They have no idea about our market and drown us in petty regulation’

clock 10 June 2024 • 3 min read
FCA not looking to 'put brakes' on technology and AI innovation

Regulation

FCA not looking to 'put brakes' on technology and AI innovation

'Artificial intelligence tools are not stand alone systems'

clock 07 June 2024 • 2 min read
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