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Regulation

FCA's SDR regime 'unnecessarily cryptic'

Green

FCA's SDR regime 'unnecessarily cryptic'

Industry facing growing complexity amid SDR labelling challenges

clock 03 October 2024 • 2 min read
FCA headquarters hit with rally calling for better regulation

Regulation

FCA headquarters hit with rally calling for better regulation

Held by the Transparency Task Force following regulator’s annual public meeting

clock 26 September 2024 • 3 min read
FCA sets out to change its enforcement approach

Regulation

FCA sets out to change its enforcement approach

Therese Chambers: 'We have been reflecting on the serious concerns'

clock 24 September 2024 • 3 min read
Why claims management companies shouldn't escape the wrath of regulators

Regulation

Why claims management companies shouldn't escape the wrath of regulators

CMCs must be held to similar standards as advisers

clock 24 September 2024 • 4 min read
FCA cracks down on £1.2m Coutts private bank fraudster

Regulation

FCA cracks down on £1.2m Coutts private bank fraudster

Francis Buckman, alongside others, attempted to steal more than £2.3m

clock 24 September 2024 • 2 min read
Claims representative FOS complaints against financial advisers fall

Regulation

Claims representative FOS complaints against financial advisers fall

OPS cases take top uphold rate spot from SIPPs

clock 23 September 2024 • 7 min read
FCA CEO flags 'uphill battle' on financial inclusion

Regulation

FCA CEO flags 'uphill battle' on financial inclusion

UK’s advice and guidance market ‘does not work well’

clock 20 September 2024 • 2 min read
FCA and government lift investment trust cost disclosure requirements as they plan reforms

Investment Trusts

FCA and government lift investment trust cost disclosure requirements as they plan reforms

Legislation will be laid ‘as soon as possible’

clock 19 September 2024 • 2 min read
FCA authorisation cancellations doubled last year

Regulation

FCA authorisation cancellations doubled last year

The regulator also secured nine prosecutions against fraudsters last year

clock 06 September 2024 • 2 min read
Why advisers shouldn't fear the rise of regulation

Regulation

Why advisers shouldn't fear the rise of regulation

The days of prescriptive compliance are over

clock 02 September 2024 • 4 min read
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