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Regulation

Regulation

Consumer Panel appoints new chairman

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clock 02 July 2009 •

RDR

RDR read-across could damage UK pension market

The FSA will not be able to simply read-across its adviser charging rules to the group personal pension (GPP) market, according to industry experts.

clock 02 July 2009 •

Regulation

FSA to merge retail and wholesale supervision

The FSA will merge its retail and wholesale supervision departments as part of a wide-range of reforms in October.

clock 02 July 2009 •

Your profession

Positive Solutions warns of charging model timescale

It could take five years for IFA firms to overhaul their charging model, leaving them little time to comply with the forthcoming RDR, warns Positive Solutions.

clock 02 July 2009 •

Your profession

Sesame says 'scale' all important as Bankhall talks continue

IFA network Sesame says its impending acquisition of Bankhall will give it the "scale" necessary to thrive in a post-RDR world.

clock 02 July 2009 •

Protection

FSA fines director for appointed representative control failings

The FSA has fined Richard Holmes, a director of insurance broker AIF Limited, the sum of £20,020 for control failings in relation to an appointed representative firm (AR).

clock 02 July 2009 •

Pensions

SIPPs are RDR-proofed - Defaqto

SIPPs are future-proofed and will prove robust in the post-RDR world, according to Defaqto.

clock 30 June 2009 •

Regulation

Banking regulation 'essential' - Lord Turner

The FSA's chairman, Lord Turner, has warned bankers radical changes in regulation are essential in order to avoid future crises.

clock 30 June 2009 •

Regulation

Chase UK director banned

The FSA has banned a compliance director at award-winning packager Chase UK Corporation for exposing his firm to fraudulent activity.

clock 29 June 2009 •

RDR

Hargreaves Lansdown mulls 'independent' tag

Hargreaves Lansdown says the biggest question for the firm resulting from the RDR is whether to maintain its ‘independent' label.

clock 29 June 2009 •
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