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Regulation

Regulation

FSA named in WikiLeaks cables over Iranian banks

FSA chief executive Hector Sants was forced to defend the regulator's record on Iran after senior US officials urged it to take action against London-based Iranian banks suspected of financing nuclear programmes, cables released by WikiLeaks show.

clock 14 December 2010 •

Regulation

Sants: CPMA must be less tolerant than FSA

The Consumer Protection and Markets Agency (CPMS) must have a "lower risk tolerance" than the FSA, Hector Sants said today.

clock 13 December 2010 •

RDR

Call for Osborne to produce RDR evidence

Chancellor George Osborne has been asked to produce the "body of evidence" supporters of the RDR claim justify the regulatory overhaul.

clock 13 December 2010 •

RDR

Blog: IFAs drive RDR concerns up the political agenda

One group certainly took the advice I offered last month about doing more to connect with MPs and Parliament and it has paid off already.

clock 10 December 2010 •

Regulation

FSA winds up unauthorised firms operating £1m CIS

The FSA has secured winding-up orders from the High Court against two unauthorised UK firms operating a collective investment scheme.

clock 09 December 2010 •

RDR

LIVE Debate: Platforms in a post-RDR world

L&G is giving advisers the chance to quiz a panel of experts on the impact of regulatory changes to the platform market in a live debate at 2pm today.

clock 09 December 2010 •

RDR

How to manage your firm's cash flow post-RDR

Parmenion's Patrick Ingram discusses the steps advisers need to take to cope with the RDR's impact on the cash flow of their business.

clock 09 December 2010 •

RDR

Getting value for money on technology

Paul Pettitt, managing director of Origo, says investing in technology is critical to survival in the market.

clock 09 December 2010 •

RDR

Yellowtail's Dennis Hall: How I prepared for RDR

Dennis Hall, managing director of Yellowtail Financial Planning, reveals how putting RDR preparation top of his agenda when he first launched his business has stood him in good stead.

clock 09 December 2010 •

RDR

Why is the FSA so bothered about Aussie Rules?

At the time of my leader going to press last week, the RDR debate was yet to come.

clock 09 December 2010 •
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