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Regulation

RDR

Blog: Discretionary management not just 'flight to safety'

The discretionary fund management arena has become over populated of late and this trend is likely to continue in the run up to the Retail Distribution Review.

clock 09 June 2011 •

Regulation

FSA defends stance as bodies mandate membership

The FSA has defended its decision to give accredited bodies permission to mandate membership before issuing advisers with a practicing certificate.

clock 09 June 2011 •

Regulation

Price comparison sites warned over permissions

The Financial Services Authority (FSA) has written to price comparison websites urging them to ensure they comply with regulation.

clock 08 June 2011 •

Regulation

FSA bosses shared £2.6m earnings in 2010/11

The chairman and senior directors at the FSA shared more than £2.6m in salaries, bonuses and benefits in the year to 31 March, documents show.

clock 07 June 2011 •

Regulation

The professional bodies that only issue SPSs to members

Five of the six professional bodies provisionally awarded by the FSA with accredited status this week will mandate membership before issuing advisers with practicing certificates. Want to know who they are?

clock 07 June 2011 •

Regulation

Blog: Does the RDR even matter?

Maybe the Retail Distribution Review (RDR) does not really matter at all.

clock 07 June 2011 •

Regulation

Geithner hits out at UK's soft pre-crisis regulation

US Treasury secretary Tim Geithner yesterday panned the UK's "light touch" regulation in the build up to the financial crisis.

clock 07 June 2011 •

Regulation

What, why and when? A quick look at accredited bodies

As part of a new, regular feature cutting to the core of some of the industry's key developments, IFAonline takes a quick look at accredited bodies...

clock 06 June 2011 •

Regulation

IFP and CII awarded accredited body status

The Institute of Financial Planning (IFP) and the Chartered Insurance Institute (CII) have been named among six organisations that will operate as accredited bodies under the FSA's new training and competence regime.

clock 06 June 2011 •

Investment

FSA amends ongoing adviser charge cancellation rules

Firms must ensure retail clients can cancel an ongoing service provided by their adviser without also having to withdraw their investments, the FSA says.

clock 06 June 2011 •
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