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Regulation

Regulation

FSA wins over MPs on plans to make warning notices public

MPs have put their weight behind plans for the regulator to be able to publish warning notices about a firm, even before a final decision is made in the case.

clock 19 December 2011 •

Regulation

ABI urges FOS to keep decisions secret

The Association of British Insurers (ABI) has urged the Financial Ombudsman Service (FOS) to avoid publishing all of its decisions.

clock 16 December 2011 •

Investment General

Three non-execs take 30% stake in Husselbee's North

North Investment Partners has appointed three non-executive directors to its board as it seeks to strengthen its business ahead of RDR.

clock 15 December 2011 •

Investment

What's your New Year's retirement planning resolution?

Retirement Planner asks industry spokespeople: What is your New Year's resolution for the retirement planning market?

clock 15 December 2011 •

RDR

Seismic changes ahead for at-retirement

Fiona Murphy rounds up 2011's at-retirement issues in the results of the Retirement Planner inquiry

clock 15 December 2011 •

RDR

Sales push: How providers are shaping their distribution models in time for RDR

With a year to go until proposals in the retail distribution review (RDR) become law, providers' distribution models are changing...

clock 15 December 2011 •

Investing in the profession

Professionalism: A Q&A with the CII

Professional Adviser asked the Chartered Insurance Institute for its views on the financial advice market as we head into 2012. This week: Professionalism.

clock 15 December 2011 •

RDR

All change: Getting paid in a post-RDR market

Neil Jones, technical project manager at Canada Life, examines the tax implications of charging fees post 2012.

clock 15 December 2011 •

Investment

Will 2012 be the year low cost actives dominate?

Could 2012 be the year low cost active funds emerge as a savvy way to keep charges down, or will they be exposed as a get-out clause for managers trying to gain space in the post-RDR world?

clock 15 December 2011 • 3 min read

Regulation

FSA's Turner: We're not clever enough to spot problems

The chairman of the Financial Services Authority (FSA) has said regulators are "not clever enough" to spot problem areas and act quickly enough to prevent or limit their damage.

clock 15 December 2011 •
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