Regulation
Regulation
Poor corporate governance in banks must be "urgently" addressed as it can ultimately lead to their failure, Financial Services Authority (FSA) chief executive Hector Sants has said.
24 April 2012
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RDR
Up to a quarter of advisory firms are unsure whether they will be RDR-compliant by 2013, according to research from the Association of Independent Financial Advisers (AIFA).
24 April 2012
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RDR
Most IFA clients are supportive of the incoming adviser charging regime, research suggests.
23 April 2012
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Investment
Fund managers looking to offer clean share classes could find it "cheaper" and "simpler" to adapt existing institutional share classes as opposed to developing new ones, Deloitte has suggested.
23 April 2012
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Regulation
The Financial Services Authority (FSA) has lost a test case involving UBS in which it tried for the first time to punish a senior manager for inadequate supervision rather than for errors he personally committed.
23 April 2012
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Regulation
The Financial Services Compensation Scheme (FSCS) has made its first payments to investors caught up in the collapse of MF Global.
20 April 2012
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Wrap/platforms
Cofunds has reported a 10% dip in profits for last year, citing investment in retail distribution review (RDR) readiness as the reason for the drop.
19 April 2012
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