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Regulation

Regulation

Turner interested in Bank of England top job

Chairman of the Financial Services Authority (FSA) Lord Turner is interested in becoming the next governor of the Bank of England, The Times reports.

clock 25 July 2012 •

Regulation

Opinion: AIM - A good home for an advisory firm?

In light of the furore around Lighthouse's proposal to de-list from AIM, Nicola Brittain considers the costs and benefits of being a publically listed advisory company.

clock 24 July 2012 •

Regulation

FSA chief: Too costly to prevent all financial malpractice

Financial Services Authority (FSA) chairman Lord Adair Turner said the regulator is reviewing its approach to supervision following the LIBOR scandal, but said it would cost too much to prevent all malpractice in the industry.

clock 24 July 2012 •

Regulation

Shareholder rallies against Lighthouse concession

A key Lighthouse shareholder has urged others to vote against the group's proposal to delist from AIM, arguing that concessions made in a statement this morning do not make a 'jot of difference' to the situation.

clock 24 July 2012 •

Regulation

FSA warns PII providers on dodging Arch Cru claims

The Financial Services Authority (FSA) has warned professional indemnity insurance (PII) providers against excluding cover for Arch Cru claims when renewing independent financial advisers' (IFAs') policies.

clock 24 July 2012 •

Regulation

FSA fines insurance broker £470k for misappropriating premiums

The Financial Services Authority (FSA) has banned and fined a former commercial insurance broker £471,846 for using clients' money to fund his own business.

clock 24 July 2012 •

RDR

FSA planning August awareness blitz on RDR

The Financial Services Authority (FSA) is planning to ramp up its efforts to make consumers aware of the Retail Distribution Review (RDR) next month.

clock 24 July 2012 •

Equities

Lighthouse moves to quash speculation on de-listing plans

The Board of financial adviser Lighthouse Group has moved to end speculation over its plans to de-list the company from the AIM stock market.

clock 24 July 2012 •

Regulation

Six guilty in complex £730k insider dealing case

Six men have been convicted of offences relating to insider dealing which netted them £732,000 in profits.

clock 23 July 2012 •

Regulation

Accountants to refer to 'restricted' advisers

The leading accountants' trade body is to redraft its code of ethics and allow members to refer clients to restricted advisers on a case-by-case basis after the Retail Distribution Review (RDR).

clock 23 July 2012 •
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