Regulation
Managed solutions
Professional Adviser is proud to announce the launch of the first ever set of dedicated multi-asset awards.
10 August 2012
•
Regulation
A law firm has sent a letter to Honister Capital administrators Grant Thornton requesting it provides further information related to the sale of Honister IFAs' trail and pipeline commissions.
10 August 2012
•
Regulation
A number of providers have established 'holding' funds for the trail commissions earned by former Honister Capital advisers, as they await clarity on who rightfully owns the money after it was sold by Honister administrators Grant Thornton to another...
10 August 2012
•
RDR
Sesame Limited, the network arm of Sesame Bankhall Group, recorded a loss of £2.5m in 2011.
10 August 2012
•
Regulation
The Financial Services Authority (FSA) will today suggest scrapping LIBOR and replacing it with a borrowing rate based on actual trades, it has been reported.
10 August 2012
•
Regulation
A former financial adviser has been prohibited from performing any regulated activities by the Financial Services Authority (FSA) for unregulated collective investment scheme (UCIS) failings.
10 August 2012
•
Regulation
The Financial Services Authority (FSA) has appointed Tracey McDermott as its director of enforcement and financial crime, a position she has held in an acting capacity for the past 16 months.
09 August 2012
•
