Regulation
Wrap/platforms
The Financial Services Authority (FSA) has written to providers and platforms expressing its concerns about facilitating adviser charging payments.
25 October 2012
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RDR
RSM Tenon has reduced its client bank by almost 70% as part of its segmentation process in the run up to the implementation of the Retail Distribution Review (RDR).
25 October 2012
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Equity Release
The Financial Services Authority (FSA) has published final rules on mortgage selling, convinced they will "put common sense at the heart of the market" and prevent borrowers taking out unaffordable deals.
25 October 2012
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First time buyers
The Financial Services Authority (FSA) has confirmed it is removing the non-advised sales process for mortgages, but has clarified its definition of 'regulated' advice following concerns from lenders.
25 October 2012
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Regulation
A second tax adviser working for the Vantis Tax group was today jailed for four years for his part in a £70m tax fraud.
24 October 2012
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Regulation
The Financial Services Authority (FSA) has charged a former adviser with six offences relating to investment advice given whilst unauthorised.
24 October 2012
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