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Regulation

Equities

Goldman Sachs finds no evidence in 'muppet hunt'

Goldman Sachs' internal investigation into allegations made by a former employee of a "toxic environment" within the bank has found little evidence to support the accusations.

clock 11 October 2012 •

RDR

'Our tone has changed': an interview with Linda Woodall

LINDA WOODALL

clock 11 October 2012 •

Adviser tips

The benefits of adopting a risk framework

RISK ASSESSMENT

clock 11 October 2012 •

Adviser tips

Doing time: is 35 hours' annual CPD enough?

DOING TIME

clock 11 October 2012 •

Adviser tips

Restricted or die? An analysis of the post-RDR advice market

RESTRICTED OR DIE?

clock 11 October 2012 •

Offshore Investment

Offshore bonds fall short of RDR requirements - survey

Almost 70% of offshore bonds fail to meet the regulatory requirements of the Retail Distribution Review with less than three months until implementation, a survey has found.

clock 10 October 2012 •

Regulation

FCA commits to 2014 long-stop investigation

The Financial Conduct Authority (FCA) has committed to investigating the case for a long-stop as part of its business plan for 2014-15.

clock 10 October 2012 •

Regulation

Rise of claims managers is firms' fault, says FOS

Firms' failures to rectify mistakes has been a key factor in the rise of claims management companies (CMCs), Financial Ombudsman Service (FOS) chief executive Natalie Ceeney said.

clock 10 October 2012 •

RDR

Contrarian Investor: The workplace advice gap

CONTRARIAN

clock 10 October 2012 •

RDR

DIY investment will stir appetite for advice, says Axa

Advisers expect an anticipated increase in self-directed investment following the introduction of the Retail Distribution Review (RDR) will lead to more work for them, research suggests.

clock 10 October 2012 •
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