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Regulation

Regulation

Govt rejects call to wind up Money Advice Service

The government has given its backing to the Money Advice Service (MAS), in spite of growing discontent with the industry-funded operation within Westminster.

clock 31 October 2012 •

Regulation

FSA tip-offs up 276% since downturn

Incidences of whistle-blowing to the Financial Services Authority (FSA) have increased markedly since the onset of the financial crisis four years ago, figures suggest.

clock 31 October 2012 •

RDR

Aegon unveils RDR-ready adviser charging structure

Aegon has announced its post-Retail Distribution Review (RDR) charging structure and the closure of several of its products alongside an overhaul of its pensions range.

clock 30 October 2012 •

Regulation

Complaints Commissioner backs FSA in passporting row

The Complaints Commissioner has rejected a claim against the Financial Services Authority (FSA) by a consumer who wrongly believed their UK-based adviser had passporting permissions.

clock 30 October 2012 •

Structured Products

Cater Allen launches 'RDR-ready' structured product

Cater Allen has launched an 'Retail Distribution Review (RDR)-ready' structured deposit plan, offering 100% participation in FTSE 100 growth, capped at 26%.

clock 30 October 2012 •

RDR

Are advice propositions suitable for RDR?

Sadly many advisory businesses are preparing for RDR with ‘dumbed down' advice propositions for which fees will be hard to justify, says Bruce Moss

clock 30 October 2012 •

Regulation

FOS chief praises IFAs for complaints handling

Financial Ombudsman Service (FOS) chief executive Natalie Ceeney has praised independent financial advisers for their complaints handling, saying they do a better job than larger businesses such as banks.

clock 30 October 2012 •

Regulation

Advisers baffled by pricing in run-up to G-Day

Advisers believe uncertainty over future pricing will make it difficult to advise women on lifetime annuities before the EU gender directive on 21 December, Primetime Retirement has found.

clock 30 October 2012 •

Investment

Govt to monitor commission ban fallout on AE charges

The government will take action if charges paid by auto-enrolled pension scheme members shoot up after the Retail Distribution Review (RDR) commission ban.

clock 30 October 2012 •

Regulation

Care home group sues Barclays for £37m over LIBOR rigging

A care home group is suing Barclays for £37m over the rigging of LIBOR in a landmark case which could force the bank to disclose the names of managers involved in the scandal.

clock 30 October 2012 •
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