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Regulation

Regulation

FCA confirms its 12 board members

The Financial Conduct Authority (FCA) has confirmed the names of its 12 board members to take effect from 1 April 2013.

clock 28 March 2013 •

Adviser tips

Rev up the generator: where do advisers get leads in 2013?

LEADS

clock 28 March 2013 •

Adviser tips

Armchair critic: I was segmented today, and...

ARMCHAIR CRITIC

clock 28 March 2013 •

Regulation

FCA to monitor Twitter for signs of mis-selling

The chief executive of the incoming Financial Conduct Authority (FCA) has said the body will be "much broader" in its approach to identifying mis-selling and other problems - including monitoring Twitter.

clock 28 March 2013 •

RDR

Where now for fund pricing transparency after RDR?

FUNDS

clock 27 March 2013 •

Regulation

FSA fines IFA firm £56k over Keydata

Care Asset Management has been fined £56,000 by the Financial Services Authority (FSA) for breaching customer trust over Keydata.

clock 27 March 2013 •

Regulation

Adviser banned by FSA for UCIS failings

A Bath-based adviser has been banned by the Financial Services Authority (FSA) for failings relating to unregulated collective investment schemes (UCIS).

clock 27 March 2013 •

Regulation

FSA confirms £30m Pru fine over AIA deal

Prudential has been fined £30m by the City watchdog while its chief executive Tidjane Thiam has been officially censured, following the failed AIA deal in 2010.

clock 27 March 2013 •

Regulation

Why the FSCS funding move benefits advisers

FSCS FUNDING

clock 26 March 2013 •

Regulation

Four key objections to the FCA's power to ban products

OBJECTION!

clock 25 March 2013 •
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