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Regulation

Regulation

FOS lists details of 1,250 complaints as service goes live

The Financial Ombudsman Service (FOS) has made public details of around 1,250 final decisions as its new reporting service goes live.

clock 16 July 2013 •

Regulation

FCA fines Swinton £7.4m over aggressive sales scripts

The Financial Conduct Authority (FCA) has issued a final notice against an insurance intermediary and fined it almost £7.4m, after discovering that its sales scripts were flawed.

clock 16 July 2013 •

Regulation

Ex-mortgage adviser sentenced to two years in prison

A former mortgage adviser was sentenced to two years in prison by Maidstone Crown Court on Friday.

clock 16 July 2013 •

Regulation

FOS hit with massive rise in complaints

The Financial Ombudsman Service (FOS) has seen a 179% increase in complaints about financial products and services in the first quarter of the 2013/14 financial year.

clock 16 July 2013 •

Regulation

A fifth of IFAs expect 'significant' increase in regulatory fines

A fifth of IFAs expect to see a "significant" increase in the number and size of fines inflicted on the financial services sector over the next five years, according to research.

clock 15 July 2013 •

Regulation

FCA cancels IFA's permissions for failing to act in clients' interests

The Financial Conduct Authority (FCA) has cancelled the permissions of independent financial adviser Martin Richard Moseling, trading as Blenheim Financial Services, for failing to act in clients' interests.

clock 15 July 2013 •

Regulation

Steve Young: Should you go network or directly authorised?

The network versus directly authorised debate has been raging across the industry for decades, here Sense's Steve Young analyses the merits of both.

clock 15 July 2013 •

Regulation

Wolters Kluwer develops compliance platform

Compliance expert Wolters Kluwer Financial Services has launched a network which pools content from five separate UK regulatory websites onto one platform.

clock 15 July 2013 •

Regulation

Barclays poaches FCA retail director

Christina Sinclair, the acting director of retail at the Financial Conduct Authority (FCA), is to leave the regulator and join Barclays.

clock 15 July 2013 •

Regulation

EU debate: UK is heard a lot more than everybody thinks

The UK's interests in financial services in the European single market are being heard an "awful lot more" by Europe than people think, according to an investment trade body.

clock 15 July 2013 •
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