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Regulation

Regulation

Financial Reporting Council probes ex-Bradford & Bingley finance director

The Financial Reporting Council (FRC) has launched an investigation into the conduct of former Bradford & Bingley group finance director Chris Willford.

clock 21 January 2014 •

Regulation

FSCS lands investment advisers with 34% levy increase

The Financial Services Compensation Scheme (FSCS) has hit investment advisers with a £105m levy for 2014/15, an increase of 34% on the last levy.

clock 21 January 2014 •

Regulation

APFA prepares to quiz FOS over 'inconsistent' rulings

The Association of Professional Financial Advisers (APFA) is preparing to challenge the Financial Ombudsman Service (FOS) this week over what it considers inconsistent case verdicts on advisers.

clock 21 January 2014 •

Economics / Markets

Roger Bootle on inflation: QE is not the danger you think it is

Economist and founder of Capital Economics Roger Bootle has said that quantitative easing (QE) is not the "inflation danger" people should be worried about - the focus should be on the intentions of the government.

clock 21 January 2014 •

Regulation

Advisers to pick up £15m FSCS management bill

Investment advisers may contribute almost £15m towards the day-to-day running of the Financial Services Compensation Scheme (FSCS) in 2014-2015.

clock 20 January 2014 •

Equities

Train: Hargreaves assets could reach £240bn by end of decade

Nick Train, a long-term backer of Hargreaves Lansdown, has said the platform's assets could hit £240bn by 2020 - a figure which would mean adding £200bn in AUA over the next six years.

clock 17 January 2014 •

Regulation

FCA appoints Promontory and Mazars to review RBS failures

The Financial Conduct Authority (FCA) has appointed consultancy Promontory Financial Group and accountancy firm Mazars to lead its skilled persons (s166) review into the failures around the Royal Bank of Scotland's (RBS) lending practices to small firms....

clock 17 January 2014 •

RDR

Banks will 're-enter advice market' using simplified models - Standard Life

Banks will re-enter the advice space once the regulator has given a clear steer on simplified advice, Standard Life head of business solutions Innes Miller has suggested.

clock 17 January 2014 •

Regulation

FCA on inducements: Good and bad practice by sector

The Financial Conduct Authority (FCA) has outlined a number of good and bad practices around inducements in its final guidance.

clock 16 January 2014 •

Regulation

Inducements under the FCA microscope: the good and the bad

The Financial Conduct Authority (FCA) has today laid out its final rules around adviser-provider inducements. Here IFAonline breaks down the paper into what the regulator deems acceptable - and what it definitely does not.

clock 16 January 2014 •
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