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Regulation

Investment

Lord Myners quits board at troubled Co-op

Lord Myners has announced his shock resignation from the board of the Co-op Group, leaving the mutual in the middle of a review into its future.

clock 10 April 2014 •

Regulation

Billingham: Small firms could be the real RDR winners

Smaller advisory firms have found it easier to implement changes introduced following the Retail Distribution Review (RDR) and stand to be the real winners from the overhaul, according to consultant and adviser Phil Billingham.

clock 09 April 2014 •

TCF

Clifford Chance inquiry into FCA 'could cost up to £10m'

An independent inquiry into the Financial Conduct Authority's (FCA) release of information about its investigation into the fair treatment of long standing life company customers could cost up to £10m, according to a costs lawyer.

clock 09 April 2014 •

Regulation

ABI and APFA join forces on tackling new tax regulation

The Association of British Insurers (ABI) and Association of Professional Financial Advisers (APFA) have issued joint guidance for advisers and insurers on complying with new tax information requirements.

clock 09 April 2014 •

Regulation

Hargreaves Lansdown receives 3,000 investment complaints, FCA figures show

Hargreaves Lansdown Asset Management received almost 3,200 complaints in the second half of last year, figures published by the Financial Conduct Authority (FCA) show.

clock 09 April 2014 •

Regulation

Accredited bodies disappointed by FCA fee findings

The Institute of Financial Planning (IFP) and Personal Finance Society (PFS) have said they are disappointed by Financial Conduct Authority (FCA) findings suggesting advisory firms, wealth managers and private banks are failing to disclose their fees...

clock 08 April 2014 •

Regulation

FCA appoints law firm Clifford Chance to examine closed-book 'blunder'

Non-exec directors at the Financial Conduct Authority (FCA) have appointed Simon Davis, a partner at Clifford Chance, to conduct an independent inquiry into the handling of its announcement of a proposed investigation into the fair treatment of long standing...

clock 08 April 2014 •

Regulation

Not dancing yet: One adviser's caution over FCA long-stop promise

Adviser Alan Lakey urges caution on an FCA promise to examine the case for a complaints long-stop

clock 07 April 2014 • 3 min read

RDR

The cost of advice: Why are firms still failing to disclose it properly?

Why is the FCA continuing to find so many firms getting it wrong?

clock 07 April 2014 •

RDR

Cost of advice: 11 things you need to know about the FCA's review

Eleven things you need to know about the FCA's cost of advice probe

clock 07 April 2014 •
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