professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

Regulation

FCA finds 73% of firms fail to show true cost of advice

Nearly three quarters of firms are still failing to show clients the true cost of advice, the regulator has found in what it calls a "wake-up call" for the industry which has already put two firms at risk of enforcement action.

clock 07 April 2014 •

Regulation

Simplified advice silence stalling firms' plans

The industry has yet to develop profitable simplified advice models because it is waiting on clearer guidance and direction from the regulator, Lighthouse group chief executive Malcolm Streatfield has said.

clock 03 April 2014 •

Wrap/platforms

Independence: Have you got it right on platforms?

Independence: Have you got it right on platforms?

clock 03 April 2014 •

Regulation

FCA to leave Canary Wharf in favour of Olympic Park

The Financial Conduct Authority (FCA) is to leave its Canary Wharf base in favour of the redeveloped Olympic Park in Stratford, east London.

clock 03 April 2014 •

RDR

The selling game: What happens when you get bought out by an acquirer?

The selling game: What happens when you get bought out by an acquirer?

clock 02 April 2014 •

Regulation

SimplyBiz launches Consumer Credit Centre in response to regulatory change

Support services firm SimplyBiz Group has launched The Consumer Credit Centre (CCC) to support firms affected by the Financial Conduct Authority's (FCA) take-over of consumer credit regulation.

clock 02 April 2014 •

Investment

Man from the Pru Thiam sees pay rise to £8.7m as life companies come under fire

Prudential chief executive Tidjane Thiam received £8.7m in pay and perks last year, amid accusations that the life and pensions sector fails to treat customers fairly.

clock 02 April 2014 •

Adviser tips

The seven basic principles of client report writing, by Kim Bendall

The Paraplanners' Kim Bendall shares her seven basic principles for suitability report writing...

clock 02 April 2014 •

Regulation

Chancellor joins the fray over 'damaging' FCA probe leak

Chancellor George Osborne has written to the chairman of the Financial Conduct Authority (FCA) criticising the regulator for its "damaging" behaviour in releasing details of its investigation into insurance policies before a formal announcement.

clock 01 April 2014 •

Regulation

Hannant warns of capacity crunch if no further clarity on 'right to advice'

The financial industry needs "clear signals" on how to prepare for the Chancellor's 'right to advice' promise or face struggling under a sudden influx of retirement advice clients, Association of Professional Financial Advisers (APFA) director general...

clock 01 April 2014 •
124125126
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=regulation&page type=listing page