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Regulation

Regulation

'Social media charter' for financial services firms launches

A 'charter' for financial services firms using social media has launched weeks after the regulator published guidelines on how to communicate compliantly on platforms such as Facebook and Twitter.

clock 27 August 2014 •

Regulation

All advisers could be included on Money Advice Service directory

All regulated financial advisers could be included on a new directory being set up by the Money Advice Service (MAS) after the industry and consumers gave the green light to the project.

clock 27 August 2014 •

Regulation

Network spends £700k settling Keydata and Arch claims

The Whitechurch Network spent more than £704,000 in 2013 settling claims related to advice given by its appointed representatives on Keydata and Arch Cru.

clock 27 August 2014 •

Regulation

Scottish independence: Firms question "Yes" vote business case

More than 130 businesses have signed a letter saying the business case for Scottish independence "has not been made".

clock 27 August 2014 •

Regulation

FCA pledges overhaul of attestation proceedures

The Financial Conduct Authority (FCA) has pledged it will overhaul the way it issues attestations to firms - which put the onus on senior management to fix problems - by placing greater importance on clarity and transparency.

clock 26 August 2014 •

Regulation

Novia's Vasilieff: Scottish independence would be a disaster

Scotland voting yes to independence from the rest of the UK would be a "disaster" Novia chief executive - and Scot - Bill Vasilieff has said, less than a month before the referendum.

clock 26 August 2014 •

Regulation

Almost all FCA fines via settlement deals - research

Some 97% of the £943m in fines collected by the financial regulator between 2010 and 2013 came from settlements, according to research from law firm Freshfields.

clock 26 August 2014 •

RDR

PFS reports post-RDR membership surge

Membership of the Personal Finance Society (PFS) has reached more than 35,000, with more than 1,000 people joining in the past year.

clock 26 August 2014 •

Regulation

Tenet gains consumer credit authorisation

Network Tenet has been authorised by the Financial Conduct Authority (FCA) to provide a full range of consumer credit services.

clock 22 August 2014 •

Wrap/platforms

FCA to meet with TISA as trade body sends re-reg reminder

The regulator is set to meet members of the Tax Incentivised Savings Association (TISA) to discuss re-registration rules, with the trade body reiterating to platforms best practice guidelines when dealing with super clean share classes after issues arose...

clock 22 August 2014 •
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