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Your profession

Regulation

FCA to force advisers to record phone calls under tighter MiFID II rules

Third consultation paper published by regulator

clock 29 September 2016 • 1 min read

Your profession

Marilyn Cole: How robo can be the first step towards face-to-face advice

Time to think in terms of clients' ‘lifetime value'

clock 29 September 2016 • 5 min read

Your profession

Platform views: Terry Huddart on Ascentric and Transact

Platform functionality highlights

clock 28 September 2016 • 7 min read

Your profession

Smarter Business Roadshow 2016 line-up further enhanced by Prudential

Manchester - 18 October; Birmingham - 19 October; London - 20 October

clock 28 September 2016 • 1 min read

Regulation

FCA backtracks on 'orderly' record-keeping requirement

Comes as regulator seeks to strengthen senior managers' regime

clock 28 September 2016 • 2 min read

Your profession

Seven IM steps up paraplanning support and training

Up to seven events to be scheduled for 2017

clock 28 September 2016 • 2 min read

Regulation

FCA to strengthen senior managers' regime with new measures

Rolled out to all regulated financial services firms from 2018

clock 28 September 2016 • 2 min read

Regulation

We do care about culture in financial services firms - FCA's Andrew Bailey

More progress needed on Senior Managers Regime

clock 28 September 2016 • 1 min read

Retirement

Phoenix acquires Abbey Life for £935m

Deal follows Axa pension acquisition

clock 28 September 2016 • 2 min read

Regulation

Rogue trader Alex Hope receives additional prison sentence

Reportedly once spent £125,000 on single bottle of Champagne

clock 27 September 2016 • 1 min read
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