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Your profession

Regulation

Man who lured investors to fraudulent scheme has appeal rejected

A man who enticed dozens of investors to inject millions into a trader's fraudulent scheme has had an appeal against his two-year prison sentence dismissed by the Court of Appeal.

clock 19 June 2015 •

Regulation

Industry split on mandatory advice for annuity trade-ins

The industry has welcomed the government's proposal to allow consumers to sell on their existing annuities but has clashed over whether advice should be mandatory for those wanting to sell.

clock 19 June 2015 •

Your profession

Mattioli Woods acquires advice firm in £7m deal

Mattioli Woods is to acquire advice firm Boyd Coughlan in a £7m deal and has also announced plans to raise a more than £18m from shareholders to fund further growth.

clock 19 June 2015 •

Your profession

Standard Life chief executive David Nish to exit

Standard Life chief executive David Nish is to step down after running the provider for six years.

clock 19 June 2015 •

Adviser tips

Customer-centric: What financial services can learn from retail

What financial services can learn from retail

clock 18 June 2015 •

Regulation

IFA Nick Bamford accepts Rory Percival's challenge over FOS rulings

IFA Nick Bamford accepts Rory Percival's challenge over FOS verdicts

clock 18 June 2015 •

Your profession

Sanlam Private Wealth poaches Distribution Technology's McDonnell

Sanlam Private Wealth has hired Distribution Technology's Rob McDonnell as head of business development.

clock 18 June 2015 •

Regulation

FCA's Percival challenges advisers over FOS rulings

Financial Conduct Authority (FCA) technical specialist Rory Percival has re-issued a call to financial advisers to offer up evidence of discrepancies between how the regulator and ombudsman view liability - and said he had even taken to looking at adjudications...

clock 17 June 2015 •

Regulation

Insistent clients: FCA's Percival flags historic poor advice examples

The Financial Conduct Authority (FCA) has highlighted shortcomings in the way some advisers have handled 'insistent' clients in the past, as examples of what today's advisers should steer clear of.

clock 17 June 2015 •

Regulation

Pension liberation fraud cases rise as 'freedoms' commence

There were more than 750 reported cases of pension liberation fraud last year, an increase on the previous 12 months, according to the latest figures.

clock 17 June 2015 •
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