Former Aviva sales manager Nick Casey has joined Carmignac as the French group further strengthens its UK presence.
Simon Brunt has been appointed chief financial officer (CFO) at Intrinsic Financial Services.
The Financial Services Authority (FSA) has banned two former Freedom SIPP directors, John James Quarrell and Susan McKenzie Beaumont, from working in the financial services industry.
The Financial Services Authority (FSA) is planning to widen its review into firms' sales incentives following an assessment last year which uncovered widespread failings among those operating incentive schemes.
Banks are likely to 'continue to hide' their charges leaving independent and restricted whole of market advisers at a disadvantage, said the director of Wingate Financial Planning.
Lloyds Banking Group has announced it is to axe 170 roles within the retail division.
A former sales trader at Legal & General's investment management arm and a broker are the latest defendants to face charges in the Financial Services Authority's (FSA) biggest insider-trading investigation.
With a little help from a decades-old theory, Caspar Rock, CIO at Architas, assesses the very real differences between client risk appetite and capacity for loss