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Your profession

Regulation

Wheatley: We'll be tough and, yes, we hope that's a legacy

Martin Wheatley, the chief executive of the Financial Conduct Authority (FCA), has said he wants the regulator's legacy to reflect that it ensured wrongdoers "faced the full consequences" of their actions.

clock 10 September 2013 •

Regulation

Wheatley: Drop in adviser numbers is a concern

Martin Wheatley, the chief executive of the Financial Conduct Authority (FCA), has admitted to concerns about some of the effects the Retail Distribution Review (RDR) has had on the adviser community, and said the regulator will look into the reduction...

clock 10 September 2013 •

Technology

Avelo director exits after Iress deal completes

Avelo's business development director Paul Yates has stepped down after four years in the role following the firm's acquisition by technology provider Iress.

clock 10 September 2013 •

Your profession

This week's Movers & Shakers

MOVERS & SHAKERS

clock 09 September 2013 •

Regulation

FCA announces market study into £1trn cash savings market

The Financial Conduct Authority (FCA) is to carry out a study into the UK cash savings market as part of a programme of work seeking to assess the effectiveness of competition in financial markets.

clock 09 September 2013 •

Your profession

Five things clients will call you about this week

FIVE THINGS

clock 09 September 2013 •

Regulation

FSCS confirms 36 month compensation cost calculation

The Financial Services Compensation Scheme (FSCS) has confirmed that it will calculate compensation fees on a three-year basis in the future, following a consultation process that received some "detailed" but "positive" feedback.

clock 06 September 2013 •

Your profession

Quick Quiz of the Week's News #9

How much do you remember from the week's news?

clock 06 September 2013 •

Your profession

Regulation head Barry Howard leaves Brewin Dolphin

Head of regulation and risk at Brewin Dolphin Barry Howard has left the company after ten years.

clock 06 September 2013 •

Regulation

Former FSA director Nicoll joins Ernst & Young

Former Financial Services Director (FSA) director of conduct policy Sheila Nicoll has joined Ernst & Young's asset management practice as a senior adviser.

clock 06 September 2013 •
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