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Your profession

Investment

Three ways to charge for auto-enrolment advice

How to monetise the mammoth job of helping firms reach auto-enrolment staging

clock 14 November 2013 •

Your profession

Royal London 360 sale rumoured

Royal London is expected to announce the sale of its offshore wealth unit 360 to private equity group Vitruvian Partners, according to reports

clock 13 November 2013 •

Your profession

Stressed Sants will not return to Barclays

Barclays' head of compliance Sir Hector Sants will not be returning to the banking group after taking three months' leave in October due to stress.

clock 13 November 2013 •

Regulation

Fakers on the take: Scammers impersonate deVere advisers to trick clients

The UK arm of international advisory firm deVere Group has been the target of another cloning scam, with perpetrators imitating its advisers and forging business cards to dupe clients, the firm's UK chief has said today.

clock 13 November 2013 •

Investment

Fresh wave of banking scandals could hit RBS

The chairman of UK Financial Investments, the body responsible for the government's stake in Royal Bank of Scotland (RBS) and Lloyds Banking Group, has warned that RBS could face further fines from regulators over sales linked to the US sub-prime mortgage...

clock 13 November 2013 •

Your profession

Lawyers seek professional connections with advisers

Lawyers and accountants are increasingly looking to make professional connections with advisory firms according to a high profile financial adviser.

clock 12 November 2013 •

Regulation

MoJ given teeth to clampdown on rogue claims firms

The Ministry of Justice (MoJ) will be given the power to fine claims firms which use information gathered by unsolicited calls and texts or who provide poor quality services.

clock 12 November 2013 •

Regulation

Personal Touch to subsidise members' regulatory fees

Personal Touch Financial Services has said it plans to subsidise member firms' regulatory fees for 2014.

clock 12 November 2013 •

Regulation

Regulators' staff turnover near-doubles since split

Staff have been quitting the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) at nearly twice the rate seen prior to the move to split the regulator into two bodies, according to reports.

clock 12 November 2013 •

Adviser tips

The 83: Which of these 'best practice' essentials don't you do?

THE LIST

clock 12 November 2013 •
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