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Your profession

Your profession

Default option: Why advisers should get to grips with workplace DC

Default option: Why advisers should get to grips with workplace DC

clock 25 February 2015 •

Adviser tips

Getting it right: What to include in a compliant client file (part two)

What to include in client files to keep all parties (including the FCA) happy...

clock 25 February 2015 •

Your profession

Best Practice creates D2C service for members

Network Best Practice is to roll out a direct to consumer (D2C) proposition to its advisers allowing them to offer clients access to some self-service options.

clock 25 February 2015 •

Your profession

St James's Place profits rise despite £11m distribution loss

Shares in wealth management group St James's Place (SJP) rose almost 5% after it reported a near-30% rise in profits last year despite a negative contribution from its distribution business.

clock 25 February 2015 •

Software

IRESS profits up on 'strong demand' from UK advisers

Australian technology business IRESS has reported an upswing in underlying profits of 27.7% after its UK operations benefited from a "strong demand" from advisers and wealth managers, the group has said.

clock 25 February 2015 •

Regulation

APFA calls for official audit of 'unacceptable' FSCS spending

The Association of Professional Financial Advisers (APFA) has called for an independent audit to be carried out on the way the Financial Services Compensation Scheme (FSCS) funds its projects and recoveries.

clock 24 February 2015 •

Regulation

Adviser complaint uphold rate markedly below average

The proportion of complaints against advisory groups found in favour of the consumer is significantly below the average for the sector, the Financial Ombudsman Service's (FOS's) latest data shows.

clock 24 February 2015 •

Technology

'Seeing' future income key to retirement success

The April pension freedoms mean greater flexibility in accessing pension funds, but ensuring people are clearly picturing where their money can and will go is important to its success, says Mark Loosmore

clock 23 February 2015 •

Regulation

FCA warns of 'problems at every stage' in dealing with vulnerable consumers

A paper commissioned by the Financial Conduct Authority (FCA) has found ‘problems at every stage' in the way firms deal with vulnerable consumers.

clock 23 February 2015 •

Investment

Adviser noticeboard: This week's events, hires (and a joke)

All this week's key events, hires and fires (plus a quick joke)

clock 23 February 2015 •
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