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Regulation

Regulation

APFA seeks adviser help for 'cost of regulation' index

The Association of Professional Financial Advisers (APFA) is calling on members and other advisers to detail how much they spend on regulation and compliance so the regulator "can be held to account".

clock 26 March 2014 •

Pensions

Labour backs 'radical' pension reforms but demands more detail

Labour has backed the Chancellor's move to radically overhaul the pension system, which will give retirees freedom to do what they want with their money at age 55.

clock 24 March 2014 •

Regulation

Partnership extends annuity guarantee and cooling off periods in response to Budget

Annuity provider Partnership has extended its annuity guarantee and cooling-off periods in response to Wednesday's Budget, which announced sweeping reforms for the annuity market.

clock 21 March 2014 •

Regulation

IFP: Chancellor's 'right to advice' pledge may spark mis-selling

The Institute of Financial Planning (IFP) has warned the Chancellor's right to advice at retirement promise, announced in the Budget, could inadvertently spark a wave of mis-selling.

clock 21 March 2014 •

Pensions

FCA and TPR take steps to avoid pensions 'regulatory arbitrage'

The Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) are taking steps to ensure their approach to overseeing workplace pensions does not result in "regulatory arbitrage".

clock 21 March 2014 •

Pensions

Budget 2014: What Oz can teach us about trusting the public with pensions

What Australia can teach us about trusting the public with pensions

clock 21 March 2014 •

Pensions

Fixed protection dash predicted after Budget drawdown change

Changes to drawdown limits set out in yesterday's Budget give advisers just two weeks to reassess and take necessary action for clients needing fixed protection 2014, according to Dentons.

clock 20 March 2014 •

Regulation

'Independent state of mind' - the FCA's guide to good and bad practice

"Independence is a state of mind - you just need to keep an open mind and consider all the options", the Financial Conduct Authority (FCA) said as it summed up the findings of its latest post-Retail Distribution Review (RDR) research.

clock 20 March 2014 • 9 min read

Regulation

Whistleblowers trigger one in ten TPR auto-enrolment investigations

One in ten (11%) of The Pensions Regulator's (TPR's) 590 investigations into auto-enrolment (AE) non-compliance was triggered by whistleblowing reports.

clock 20 March 2014 •

Pensions

What to tell clients about the Chancellor's 'radical' pension changes

George Osborne's fifth Budget revealed a raft of retirement income reforms giving pension savers freedom of choice.

clock 20 March 2014 •
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