Regulation

Philip Pryke exposed clients to ‘significant’ risk of financial detriment

FCA's consolidation review a 'wake-up call' for sellers and buyers alike

To be absorbed by regulator's handbook

‘I don’t agree with the characterisation of the MPs statement’

'Too often fails to perform its functions to a reasonable standard'

Fine relates to failure to disclose certain arrangements with Qatari entities

'The modern adviser requires a holistic approach'

FCA CEO term to end next year

Have you considered file checks on annual review cases?

Process to begin in 2025